Biography
As a Compliance Administrator, Jamie supports PearTree’s regulatory and operational compliance functions, including client onboarding and KYC documentation, trade suitability reviews, regulatory reporting, and policy monitoring.
Prior to joining PearTree, Jamie gained valuable compliance experience from previous roles at Belco Private Capital and the Investment Management Corporation of Ontario (IMCO), where he supported regulatory oversight, due diligence, and compliance monitoring initiatives.
Jamie holds a Bachelor of Public Administration from York University and a Graduate Diploma in Business (GDB) from the Smith School of Business at Queen’s University. He has also completed the Canadian Securities Course (CSC) and the Exempt Market Proficiency Course (EXMP).